The Swedish Financial Supervisory Authority has during 2008 investigated how investment firms have adopted to the MiFID. The purpose of the investigation has been to identify problems and issues which the new regulations have brought about and to verify whether the investment firms have adapted sufficiently. The results from the investigation have been compiled in the report “One Year with MiFID”. This article contains an overview of the Swedish Financial Supervisory Authority’s conclusions in the report.
Published by International Law Office.
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